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Type 9 KIP + RO (with SFC authorized fund experience)

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Responsibilities:

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• Assist in the RA Type 9 licensing application to SFC and prepare for the setup process, operations and infrastructure of the firm

• Act as sole Responsible Officer for RA Types 9 with management responsibilities and duties to supervise the overall regulated businesses of the firm

• Reviewing portfolios, managing orders and executing trades for the SFC authorized fund

• Assist in the establishment of investment strategy, implementation of strategic asset allocation 

• Manage the portfolio risks in accordance to the mandate and risk control guidelines

• Ensure the Fund Management Business is in compliance with the regulatory requirement

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Requirements:

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• Current holder of SFC Type 9 Responsible Officer

• Existing SFC License Representative of RA Type 9 with sufficient experience will also be considered

• AT LEAST 5 years of fund management experience (SFC authorized fund / Public Fund)

• Bachelor Degree or above with major in Economics, Finance or related disciplines

• Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities

• Self-initiative, independent with good interpersonal and communication skills

• Good command of spoken and written Chinese and English including Cantonese and Putonghua

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